Sonz Partners - Request an ID and Password To Gain Access to Our Web Site.

To ensure our continued compliance with certain laws and other regulations, including certain “private offering” registration exemptions under federal and state securities laws, we restrict access to areas of our website. To gain full access to the site, you must request a user name and password. To request a user name and password, please contact us by completing the form below. You may also contact us by telephone and either provide the information during the call or schedule a meeting at our offices. Please complete this Confidential Investor Questionnaire.

Click here to download and/or print out the same request form.
Once complete please fax it to us at 707-255-1766.

CONFIDENTIALITY: Subject to certain exceptions, information you furnish in completing the following questionnaire, will be kept strictly confidential. For further information, please review our privacy policy or contact us by telephone.

QUESTIONS: PAUL D. SONZ PARTNERS
Attention: Lee O’Dwyer
1001 Second Street, Suite 255
Napa, CA 94559
Telephone: (707) 255-0766
Fax: (707) 255-1766
Email: lee@sonzpartners.com

Request Form:

Full Name:

Address:

Telephone:

Fax:

Email:

You are an:

Individual (Go to Step 1 and skip step 2)
Entity (Go to step 2 and skip step 1)

Step 1:

Each Investor must be Accredited within the meaning of the U.S. Securities Act of 1933, as amended (the “1933 Act”) and must meet certain other financial qualifications. Please check all boxes below that describe the individual or entity who is interested in investing in our funds.

Individual with $1.5 Million Net Worth. A natural person whose individual net worth, or joint net worth with his or her spouse, exceeds $1.5 million.

Step 2:

A corporation, partnership, or similar entity that (i) has at least $5 million of assets and (ii) was not formed for the specific purpose of investing in our funds and (iii) has a net worth of at least $1.5 million OR

Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5 million (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements and has a net worth of at least $1.5 million OR

Entity Owned Entirely by Accredited Investors. A corporation, partnership, or similar entity each of whose equity owners is either a natural person whose individual net worth, or joint net worth with his or her spouse, exceeds $1.5 million or an entity each of whose equity owners meets this test; OR

Other Institutional Investor (check one). Any of the following entities that has a net worth of at least $1.5

A bank, as defined in Section 3(a)(2) of the 1933 Act (whether acting for its own account or in a fiduciary capacity);
A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the 1933 Act (whether acting for its own account or in a fiduciary capacity);
A broker-dealer registered under the Exchange Act; as amended
An insurance company, as defined in Section 2(13) of the 1933 Act;
An investment company registered under the U.S. investment Investment Company Act of 1940, as amended (the “ICA”)
A “business development company,” as defined in Section 2(a)(48) of the ICA;
A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended, or
A “private business development company” as defined in Section 202(a)(22) of the US Investment Advisers Act of 1940, as amended.

Revocable Trust. A trust that is revocable by its grantors and each of whose grantors is a natural person whose individual net worth, or joint net worth with spouse, exceeds $1.5 million OR

Irrevocable Trust. A trust (other than an employee benefit plan) that (i) is not revocable by its grantor(s), and (ii) has at least $5 million of assets, and (iii) was not formed to invest in our funds, and (iv) is directed by a person who has enough knowledge and experience in financial and business matters to be capable of evaluating the merits and risks of an investment in our funds, and (v) has a net worth of at least $1.5 million.

IRA or Similar Benefit Plan. An IRA, Keogh or similar benefit plan that covers only a natural person who has an individual net worth, or joint net worth with his or her spouse, of at least $1.5 million OR

Participant-Directed Employee Benefit Plan Account. A participant-directed employee benefit plan (e.g., many 401(k) plans), investing at the direction of and for the account of a participant who has an individual net worth, or joint net worth with his or her spouse, of at least $1.5 million OR

Other ERISA Plan. An employee benefit plan within the meaning of Title I of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) (other than a participant-directed plan) or a plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions, for the benefit of its employees, if such plan (i) has a net worth of at least $1.5 million and (ii)(A) has total assets of at least $5 million OR (B) if an ERISA plan (i.e., not a government plan), the decision to invest in our funds is being made by a bank, registered investment adviser, savings and loan association or insurance company.